For Banking & capital markets

Prove who authorised an agent action before an examiner asks.

Model risk, operational resilience and third-party oversight. Start with the diagnostic: no email, no organisation name, and a forwardable result.

01 · Authority

Can each material agent action be traced to a grant from an accountable human or governing body?

Can policy refuse the action before it lands, or does monitoring discover the problem afterward?

Can a reviewer reconstruct the authority, policy, inputs and versions months later?